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Course Details






COURSE DETAILS

The course will be divided into five modules. The first module will introduce the course and discuss various IPRs. It will also broadly establish the strategic relevance of the management of IPRs in the current Indian context. Module II will highlight some basic conceptual and strategic issues relating to IPRs in the context of specific types of IPRs. The role of IPRs in licensing arrangements and strategic alliances will be covered in Module III. Module IV will cover issues relating to internal assessment of IPRs and the role of reward systems, and valuation of IPRs. The final module will try to provide an integrated view of various strategic dimensions of IPRs.


MODULE I: IPRs AND THEIR STRATEGIC RELEVANCE:
AN OVERVIEW

The purpose of this module is to provide an overview of the course, the nature of IPRs and their strategic relevance.

Sessions 1: Type of IPRs and Strategy
This session will discuss various types of IPRs including patents, copyrights, trademarks, trade secrets, industrial design, integrated circuits, plant protection and geographical indications. In addition, these sessions will provide a brief overview of the various strategic issues relevant vis-a-vis IPRs, so that the subsequent sessions can be seen in a larger context.


Readings:

  1. R. Basant (1998), “Intellectual Property Rights: A Note”, IIMA, Mimeo.
  2. Anil K Gupta,.(2001). “Do Patents Matter : An overview of patent by Indians in USPTO till August, 2001.
  3. R A Mashelkar “Intellectual Property Rights and the Third World”.CSIR, New Delhi
    www.sustsci.harvard.edu/ists/TWAS_0202/
    mashelkar_undated.pdf
  4. Patent Basics. www.iprindia.org
  5. Anil K Gupta (2000). “Towards a Learning Society”: Transforming KITE (knowledge, information, technology and education) network., IIMA mimeo
  6. Laurence R., Hefter and Litowitz Robert D.“Protecting Intellectual Property”. Prosperity paper No. 7, p.1-20.
    http://usinfo.state.gov/products/pubs/archive/
    prosper/prosper7.htm


Session 2: Filing Patent Applications: Procedural
and Strategic Issues
The requirements and process of filing a patent application will be discussed. Strategic concerns relating to the content of the application will also be explored.

Reading:
R. Bishnoi (1999), "How to File a Patent?", IIMA., mimeo and Indian Patent act as amended trill 2001


Session 3: Traditional Knowledge & Geographical Indications: Issues Arising out of Neem, Haldi & Basmati Cases

The recent cases relating to Neem and Haldi will be discussed in detail to sharpen the understanding of the key strategic and policy issues. The issues relating to geographical indications will also be covered here.

Readings:

A.K. Gupta (1995), "Patents on Neem – Part I and Part II

Part - I (Honey Bee Volume No. 6, Issue No.3, July-September 1995, pp 6-8)

Part – II (Honey Bee Volume No. 6, Issue No.4, October-December 1995, pp 6-8)

Neem-mania, What else?, Down to Earth, November, 1995, pp.52-53

Patents on Neem: Will They Deprive Indian Farers of Their Right to Use It as a Pesticide? BiotechnologyLaw Report, 1996, pp 6-14 A.K. Gupta (1998), "Basmati and Haldi". IIMA mimeo

The Geographical Indications of Goods, (Registration and Protection) Act 1999

Rewarding Traditional Knowledge and ensuring equitable sharing of benefits ( anil k gupta, 2002, mimeo, paper prepared for WIPO, Geneva)


Session 4 and 5: Plant variety and
Farmers’ Rights act :
analysis of India law on the subject ( two sessions)


Readings:
  • Plant Var and FR act , 2001 , copy
  • Review of Plant Variety acts of different Countries , Anil K Gupta, 2002
  • Implications of WTO On Indian Agriculture: The Case Of Intellectual Property Rights And Emerging Biosafety Protocol, 1999; IIMA WP No.99-10-06, October 1999, published as a chapter in the book entitled, Implications of WTO Agreements for India Agriculture. Samar K Datta ad Satish Y. Deodhar (Eds.). Calcutta and New Delhi, Oxford & IBH Publishing Co.Pvt.Ltd., (2001), Chapter 10; pp.245-307


MODULE II: IPRs AND THEIR STRATEGIC RELEVANCE:
SOME CASES

The main focus of this module will be to use real life cases to appreciate the strategic relevance of some specific IPRs.


Sessions 6: Patents: The Indian Pharmaceutical Industry

Patents related issues have been most vigorously debated in India in the context of the pharmaceutical industry. Strategies open to Indian pharma firms will be discussed in the context of a few live cases.

Readings:

  • Herbal drugs and neutraceuticals,
  • A.K. Gupta (1998c), "Case of Zantac". IIMA mimeo
  • A.K. Gupta (1998), "Strategic Opportunities in Managing IPRs: Biodiversity, Drug Industry and Emerging Options". IIMA Working Paper No.98-12-11
  • Framework for rewarding indigenous knowledge in developing countries: Value chain for grassroots innovations, Anil K Gupta, 2002

Sessions 7: Cases in IPR and benefit sharing

Many of the recent IPR related cases in India have been trademark violations. Some of these cases, including the Samsonite versus VIP case will be discussed to highlight the new challenges facing the Indian firms as the boundaries between trade-mark, trade-dress and industrial design are beginning to merge.


Readings:

The role of intellectual property rights in the sharing of benefits arising from the use of biological resources and associated traditional knowledge, Anil K Gupta, 2001

Case 1: Mali

Case 2: India

Case 3: Nigeria


Session 8 and 9 : Role of IPR in Competitiveness of
Indian Agriculture
Recent study of competitiveness of six export crops of Gujarat from Intellectual property rights perspective as a part of a committee on WTO and Agriculture set up by Gujarat Govt., has revealed interesting insights. The finding so this study will be discussed along with practical insights about how to analyze intellectual property rights data for such commodities. Analytical framework will be developed in the process.


Readings:

Competitive Strategy for Agricultural Exports Through Value addition: The Intellectual Property Rights Perspective, AnilK Gupta, 2002

Session 10: Securing and Commercialising IPRs of Public and Private Sector Firms: The Experience of NRDC

Presentation: how public sector firms deal with technology brokering


MODULE III: IPRs, LICENSING AND STRATEGIC ALLIANCES

One of the main advantages of clear IPRs is that it facilitates technology transfer through licensing, strategic alliances and other types of contractual arrangements. Issues relating to these types of inter-firm linkages will be discussed here.


Sessions 11:
IPRs and Licensing Strategies

The nature and scope of IPRs impinge on strategies of licensors as well as licensees of technology. Some key issues involved in the licensing process will be discussed here.


Readings:
  • R.C. Megantz (1996), “Licensing Strategies" in R.C. Megantz (1996), How to License Technology, John Wiley & Sons, 71- 90.
  • A.K. Gupta (1998f), "NRDC’s Particle Board Case", IIMA.
  • P.H. Sullivan (1996), "Key Terms and Strategic Positioning" in R.L. Parr & P.H. Sullivan (1996), Technology Licensing, Corporate Strategies for Maximizing Value, John Wiley & Sons, 15-26.
  • J.A. Nickerson (1996), "Strategic Objectives Supported by Licensing" in R.L. Parr & P.H. Sullivan (1996), Technology Licensing, Corporate Strategies for Maximizing Value, John Wiley & Sons, 63-82.

MODULE IV: MANAGEMENT OF IPRs: INTER AND INTRA-ORGANISATIONAL ISSUES

Generation of intellectual property and its appropriability is often dependent on the way technology is commercialised. Inter-firm networks may need to be built to develop and commercialise technologies. Similarly, intra-organisational arrangements which provide rewards and therefore incentives to be innovative. Internal assessment processes of intellectual property generated in an organisation has is implications for firm strategies to protect it. These two dimensions will be covered here.


Session 12: Issues Relating to Commercialisation of IPRs

Evaluating the commercial viability of IPRs is a difficult task. Some methods used for this purpose will be discussed here.


Readings:

  • S. Khoury (1998), "Valuing Intellectual Properties", in P.H. Sullivan (1998), Profiting from Intellectual Capital: Extracting value from Innovation, John Wiley & Sons, 335-356.
  • S.P. Sullivan (1996), "The Importance of Context in the Derivation of Royalty Rates" in R.L. Parr & P.H. Sullivan (1996), Technology Licensing, Corporate Strategies for Maximizing Value, John Wiley & Sons, 177-186.


Session 13: Managing IPRs: Role of Networks and
Strategic Alliances

Often appropriability of intellectual property can be enhanced through strategic alliances and networks. This is particularly the case with new technologies with high rates of obsolescence.


Reading:

A.K. Gupta (2002), "Strategies of NIF, and GIAN in Technological and Entrepreneurial Networking", IIMA. (Tobe circulated later)

Session 14: Managing IPRs: Role of Organisational
Incentive Mechanisms

A recent case of NRDC mediated transfer of technologies developed in a public sector lab highlighted the role of internal incentive structures in strategically leveraging the technologies developed in house. In the absence of such mechanisms, all conventional methods of technology transfer (licensing etc.) may remain inadequate in appropriating the full benefits of the technology developed.


Readings:


S.P. Fox (1998), "Intellectual Property Management", in P.H. Sullivan (1998), Profiting from Intellectual Capital: Extracting value from Innovation, John Wiley & Sons, 142-156.

Session 15: Managing IPRs: Internal Assessment of Technology

Most companies have internal processes of evaluating technologies before they are patented and or commercialised. The major issues involved in this process will be discussed in the context of one company's assessment procedures? Part of the assessment mechanism (which often has to precede any R&D programme) is to search for similar or related innovations/inventions. The availability of databases has helped these search processes tremendously. Some aspects of search strategies will also be covered here.


Session 16: IPRs and Environment

Reading: Environmental Implications of Intellectual Property Protection (IPP): Can individual and community conservation ethic and creativity be rewarded through IPP, Anil K Gupta, 2001,UNEP, Geneva


Session 17: International Context for IPRs and access to
genetic resources


Reading:

Review of Debate in the inter-governmental Panel on Access to Genetic Resources, Traditional Knowledge, Benefit sharing and Folk lore protection, WIPO, Anil K Gupta, 2002

Session 18: Ethical Issues and INTELLECTUAL PROPERTY RIGHTS The right over life( biotechnology industry and

GM crops and animals) and other related issues will be discussed in a two hour workshop

Draft Report on the Follow-up of the International Symposium on "Ethics, Intellectual Property and enomics"

(Working Group of the IBC on the follow-up of the International Symposium on “Ethics, Intellectual Property and Genomics”) Rapporteur: Justice Michael Kirby Paris, 29 August 2001 http://www.unesco.org/ibc/index.html

Ethics & Intellectual Property Rights by Michael Gros and Rabbi Dr. Asher Meir, published in Values for Management,2001, http://www.besr.org/library/index2.html#ipr


Session 19: Prior Art search: workshop on pursuing prior Art search and identifying novelty of an invention Intellectual Property and Patent Strategy, 2002 http://midas-10.cs.ndsu.nodak.edu/bio/

ppts/fernande.pdf

http://strategis.ic.gc.ca/SSG/be00097e.html


Session 20: Disputes around INTELLECTUAL PROPERTY RIGHTS: discussion on the conflicts emerging globally as well as with in India: selected cases will be taken up from trade mark,
copy rights and patent related cases fro discussion in the class

Workshop on Intellectual Property Clearinghouse
Mechanisms for agriculture, 2001

http://www.farmfoundation.org/pubs2/
berkeleyagbioworkshop.pdf

Panel drafts principles on intellectual property and conflicts 2001, MIT policy on intellectual property rights conflicts

http://web.mit.edu/newsoffice/tt/2001
/jan31/intellectualproperty.html

Session 21: Presentation of project work

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